DFX Intelligence

Y••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

Y••••••• C•••••• M••••••••• L••

CRD 164599

AUSTIN, TX

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Search this name across graphsid dfx:ria:4bdfa8bc-e781-7bd1-1cfc-eaccf5c77b15

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2026 to Feb 25, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $58.6M••• Locked
Discretionary RAUM: $38.7M
Private client RAUM: $38.7Mderived••• Locked
Private client share: 66%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G••••• P•••• R•••	Chartered Financial Analyst	AUSTIN, TX	14	19	1	no
Y••• P••• V••••••	n/a	AUSTIN, TX	12	12

Relationships

Registered with (2)

← Y••• P••• V••••••Advisorregistration: current employment
Jan 22, 2014 to presentfactForm ADV
← G••••• P•••• R•••Advisorregistration: current employment
Jul 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bdfa8bc-e781-7bd1-1cfc-eaccf5c77b15
First observed: Feb 25, 2026
Last observed: Feb 25, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.