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M••••• J••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

M••••• J••• E•••••••

Advisor at S•••••••• A•••••••

DENVER, CO

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Search this name across graphsid dfx:ria:4be5ebd1-22c1-b852-0502-02c323e67d61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••••	Independent wealth	Jan 13, 2017	n/a	yes	DENVER, CO	Current employment
C••••••••• C•••••• M•••••••••	Former SEC adviser	Feb 23, 2012	Jan 25, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• C•••••• M•••••••••	S•••••••• A•••••••	Jan 25, 2017	Jan 13, 2017	-12	Firm change	Other
M••••• S••••••	C••••••••• C•••••• M•••••••••	Jun 28, 2011

Relationships

Registered with (4)

→ S•••••••• A•••••••Registered adviserregistration: current employment
Jan 13, 2017 to presentfactForm ADV
→ C••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Feb 23, 2012 to Jan 25, 2017factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jun 28, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4be5ebd1-22c1-b852-0502-02c323e67d61
First observed: Feb 23, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.