DFX Intelligence

H•••••• R••• U•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

H•••••• R••• U•••••••

Advisor at C•••••••• A•••••••

BOSTON, MA

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Search this name across graphsid dfx:ria:4bffc87a-cd2f-49d1-3355-b56e02c559bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• A•••••••	Independent wealth	Mar 30, 2021	n/a	yes	BOSTON, MA	Current employment
M••••• S••••••	Wirehouse	Oct 14, 2016	Apr 2, 2019	no	Boston, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C•••••••• A•••••••	Apr 2, 2019	Mar 30, 2021	728	Firm change after gap	Wirehouse to RIA
W•••• F•••• A•••••••	M••••• S••••••	Oct 17, 2016	Oct 14, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:MA:2016-10-17	Oct 17, 2016	Oct 14, 2016	BOSTON, MA	Firm change

Relationships

Registered with (3)

→ C•••••••• A•••••••Registered adviserregistration: current employment
Mar 30, 2021 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 14, 2016 to Apr 2, 2019factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 14, 2016 to Oct 17, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bffc87a-cd2f-49d1-3355-b56e02c559bf
First observed: Mar 14, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.