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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

DANIEL JOSEPH CARNEY

Advisor at JANNEY MONTGOMERY SCOTT LLC

South Kingstown, RI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 17, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63
First exam: Aug 17, 1981
First registration: Aug 17, 1995
Dual registered: yes, broker-dealer
Other names: DANIEL J CARNEY
IAPD individual key: 841972

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Nov 17, 2014	n/a	yes	South Kingstown, RI	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 3, 2006	Oct 16, 2014	no	PROVIDENCE, RI	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Mar 28, 2006	no	RADFORD, VA	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Aug 17, 1995	Feb 21, 2006	no	RADFORD, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	JANNEY MONTGOMERY SCOTT LLC	Oct 16, 2014	Nov 17, 2014	32	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	J.P. MORGAN SECURITIES LLC	Mar 28, 2006	Mar 3, 2006	-25	Firm change	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
Nov 17, 2014 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Mar 3, 2006 to Oct 16, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Mar 28, 2006factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Aug 17, 1995 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.