DFX Intelligence

P••••• A••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

P••••• A••• T•••••

Advisor at R•••••• J•••• • A••••••••• I•••

FAIRLAWN, OH

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Search this name across graphsid dfx:ria:4c0bc163-5202-4c9b-043a-db637795444b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 14, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Mar 28, 2014	n/a	yes	FAIRLAWN, OH	Current employment
D••••••••• I•••	Former SEC adviser	Jun 29, 2012	Mar 31, 2014	no	MEMPHIS, TN\|FAIRLAWN, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••••• I•••	R•••••• J•••• • A••••••••• I•••	Mar 31, 2014	Mar 28, 2014	-3	Firm change	Other
W•••• F•••• A•••••••	D••••••••• I•••	Jul 2, 2012	Jun 29, 2012

Relationships

Registered with (4)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Mar 28, 2014 to presentfactForm ADV
→ D••••••••• I•••Registered adviserregistration: previous registration
Jun 29, 2012 to Mar 31, 2014factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Jul 2, 2012factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c0bc163-5202-4c9b-043a-db637795444b
First observed: Jan 2, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.