DFX Intelligence
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Reading the graph
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Advisor at T••••• A••••••• S•••••••• I•••
WINSTON-SALEM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Feb 17, 2021 | n/a | yes | WINSTON-SALEM, NC | Current employment |
| B••• S••••••••• L•• | Former SEC adviser | Jan 2, 2013 | Feb 17, 2021 | no | WINSTON-SALEM, NC|RICHMOND, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• S••••••••• L•• | T••••• A••••••• S•••••••• I••• | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| S•••• • S••••••••• L•• | B••• S••••••••• L•• | Jan 2, 2013 | Jan 2, 2013 |
| S•••• • S••••••••• L•• | Former SEC adviser | Dec 12, 2008 | Jan 2, 2013 | no | WINSTON-SALEM, NC | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Oct 21, 2005 | Dec 15, 2008 | no | CLEMMONS, NC|WINSTON SALEM, NC|WINSTON SALEM, NC|WINSTON-SALEM, NC | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| W•••• F•••• A••••••• | S•••• • S••••••••• L•• | Dec 15, 2008 | Dec 12, 2008 | -3 | Firm change | Other |