DFX Intelligence

K•••••• M• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

K•••••• M• K••••••

Advisor at C••••••••• F•••••••• N••••••

Syracuse, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 24, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 21, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Sep 30, 2024	n/a	yes	Syracuse, NY	Current employment
E••••••• L••	Former SEC adviser	Jun 29, 2023	Nov 5, 2024	no	Manlius, NY\|Syracuse, NY\|SYRACUSE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• L••	C••••••••• F•••••••• N••••••	Nov 5, 2024	Sep 30, 2024	-36	Firm change after gap	RIA to ibd
C•••••• G•••• • C• I••	E••••••• L••	Oct 2, 2024	Jun 29, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
121188:8032:NY:2024-11-05	Nov 5, 2024	Sep 30, 2024	SYRACUSE, NY	Firm change after gap
10641:121188:NY:2024-10-02	Oct 2, 2024	Jun 29, 2023	SYRACUSE, NY	Firm change after gap

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ E••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Nov 5, 2024factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Jan 2, 2015 to Oct 2, 2024factForm ADV
→ M••••• S••••••

Dated events

Occurred
Nov 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 24, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.