DFX Intelligence

Q•••••• G••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant10 years in industry

Q•••••• G••••• M••••••••

Advisor at D••••••••• W••••• M•••••••••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:4c258b6a-0002-87bc-98be-f25b201a422f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 30, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• W••••• M•••••••••	Independent wealth	Apr 4, 2025	n/a	yes	WALNUT CREEK, CA	Current employment
I••••••••• P•••••••• L••	Independent wealth	Feb 7, 2024	Mar 17, 2025	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• P•••••••• L••	D••••••••• W••••• M•••••••••	Mar 17, 2025	Apr 4, 2025	18	Firm change	RIA to RIA
S•• A••••••• L••	I••••••••• P•••••••• L••	Mar 25, 2024	Feb 7, 2024

Relationships

Registered with (3)

→ D••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Apr 4, 2025 to presentfactForm ADV
→ I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 7, 2024 to Mar 17, 2025factForm ADV
→ S•• A••••••• L••Registered adviserregistration: previous registration
Apr 30, 2018 to Mar 25, 2024factForm ADV

Dated events

Occurred
Mar 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c258b6a-0002-87bc-98be-f25b201a422f
First observed: Apr 30, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.