DFX Intelligence

N••• C•••••• P•••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

N••• C•••••• P•••• G••••••••

Advisor at C•••• C•••••• M••••••••• L••

RICHMOND, VA

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Search this name across graphsid dfx:ria:4c26b753-8908-d207-4551-0a10a5baf551

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Oct 13, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N••• C•••••• P•••• G••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• C•••••• M••••••••• L••	Independent wealth	Oct 1, 2012	n/a	yes	RICHMOND, VA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Oct 13, 2010	Sep 28, 2012	no	RICHMOND, VA\|RICHMOND, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C•••• C•••••• M••••••••• L••	Sep 28, 2012	Oct 1, 2012	3	Firm change	Ibd to new firm

Relationships

Registered with (2)

→ C•••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Oct 13, 2010 to Sep 28, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c26b753-8908-d207-4551-0a10a5baf551
First observed: Oct 13, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.