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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Nicholas T Scott

Advisor at MORGAN STANLEY

Burlingame, CA

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Search this name across graphsid dfx:ria:4c3211df-cd01-9c4f-e108-68c6346f36ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Sep 14, 2016
First registration: Nov 8, 2017
Dual registered: yes, broker-dealer
Other names: Nick SCOTT|Nicholas Tyler Scott
IAPD individual key: 6677104

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Mar 30, 2021	n/a	yes	Burlingame, CA	Current employment
MA PRIVATE WEALTH, LLC	Independent wealth	Jun 12, 2019	Mar 4, 2021	no	SAN CARLOS, CA	Previous registration
ALAMO CAPITAL	Independent wealth	Sep 6, 2018	May 14, 2019	no	WALNUT CREEK, CA	Previous registration
EDWARD JONES	National bd RIA	Nov 8, 2017	Aug 24, 2018	no	SACRAMENTO, CA\|ST LOUIS, MO\|ELK GROVE, CA\|SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MA PRIVATE WEALTH, LLC	MORGAN STANLEY	Mar 4, 2021	Mar 30, 2021	26	Firm change	RIA to wirehouse
ALAMO CAPITAL	MA PRIVATE WEALTH, LLC	May 14, 2019	Jun 12, 2019	29	Firm change	RIA to RIA
EDWARD JONES	ALAMO CAPITAL	Aug 24, 2018	Sep 6, 2018	13	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Mar 30, 2021 to presentfactForm ADV
→ MA PRIVATE WEALTH, LLCRegistered adviserregistration: previous registration
Jun 12, 2019 to Mar 4, 2021factForm ADV
→ ALAMO CAPITALRegistered adviserregistration: previous registration
Sep 6, 2018 to May 14, 2019factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 8, 2017 to Aug 24, 2018factForm ADV

Dated events

No dated event names this entity yet.