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E•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

E•••• D••••

Advisor at C••••• U•••• I••••••••• S•••••••

Raleigh, NC

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Search this name across graphsid dfx:ria:4c3b6b05-da81-b498-5804-cb4dffc685d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• U•••• I••••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• U•••• I••••••••• S•••••••	State registered	Jan 6, 2026	n/a	yes	Raleigh, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 24, 2024	Dec 18, 2025	no	RALEIGH, NC\|RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C••••• U•••• I••••••••• S•••••••	Dec 18, 2025	Jan 6, 2026	19	Firm change	Wirehouse to state RIA
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	Jun 10, 2024	Jun 24, 2024

Relationships

Registered with (3)

→ C••••• U•••• I••••••••• S•••••••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 24, 2024 to Dec 18, 2025factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Dec 13, 2022 to Jun 10, 2024factForm ADV

Dated events

Occurred
Dec 18, 2025
Advisor changed firm
E•••• D•••• left W•••• F•••• A••••••• for C••••• U•••• I••••••••• S••••••• (registered 2026-01-06)
Form ADVobserved 7 days ago
Occurred
Jun 10, 2024
Advisor changed firm
E•••• D•••• left C•••••••• G••••• M•••••• I••• for W•••• F•••• A••••••• (registered 2024-06-24)
Form ADVobserved 7 days ago
Occurred
Oct 28, 2022
Advisor changed firm
E•••• D•••• left W•••• F•••• A••••••• for C•••••••• G••••• M•••••• I••• (registered 2022-12-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c3b6b05-da81-b498-5804-cb4dffc685d3
First observed: Jul 3, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.