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Advisor at LPL FINANCIAL LLC
HOLLYWOOD, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 8, 2020 | n/a | yes | HOLLYWOOD, FL | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 28, 2016 | Dec 9, 2020 | no | HOLLYWOOD, FL | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Aug 10, 2005 | Sep 22, 2016 | no | HOLLYWOOD, FL|HOLLYWOOD, FL | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Oct 21, 2003 | Jul 21, 2005 | no | FORT LAUDERDALE, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Oct 23, 2003 | no | FORT LAUDERDALE, FL | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Apr 2, 2003 | Jul 1, 2003 | no | FT LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | Dec 9, 2020 | Dec 8, 2020 | -1 | Firm change | Ibd to ibd |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 28, 2016 | -147 | Bulk transfer | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | NFP ADVISOR SERVICES, LLC | Jul 21, 2005 | Aug 10, 2005 | 20 | Firm change | Other |
| WELLS FARGO ADVISORS | AMERIPRISE ADVISOR SERVICES, INC. | Oct 23, 2003 | Oct 21, 2003 | -2 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283330:6413:FL:2020-12-09 | Dec 9, 2020 | Dec 8, 2020 | HOLLYWOOD, FL | Firm change |