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Advisor at ASCENSUS INVESTMENT ADVISORS, LLC
NEEDHAM, MA | Lebanon, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCENSUS INVESTMENT ADVISORS, LLC | Institutional manager | Nov 21, 2019 | n/a | yes | Lebanon, ME|NEEDHAM, MA | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Nov 6, 2013 | Jul 12, 2019 | no | GREAT BEND, KS|WELLS, ME|Union, KY|LIMERICK, ME | Previous registration |
| GLADING GROUP, LLC | Former SEC adviser | Mar 4, 2013 | Oct 9, 2013 | no | MONTCLAIR, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | ASCENSUS INVESTMENT ADVISORS, LLC | Jul 12, 2019 | Nov 21, 2019 | 132 | Firm change | Other |
| GLADING GROUP, LLC | CUNA BROKERAGE SERVICES, INC. | Oct 9, 2013 | Nov 6, 2013 | 28 | Firm change | Other |