DFX Intelligence

A•••••••• M•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

A•••••••• M•••• B•••••

Advisor at L•••

LOS ANGELES, CA | Dallas, TX

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Search this name across graphsid dfx:ria:4c452e89-ef6e-c741-09f9-6221bd69888b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 2
Observed: Oct 9, 2014 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••••••• M•••• B•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

A•••••••• M•••• B•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jul 1, 2015	n/a	yes	LOS ANGELES, CA\|Dallas, TX	Current employment
I•• L••• W•••••• L••	Bank affiliated wealth	Apr 2, 2024	Apr 10, 2024	no	NEW YORK, NY\|Dallas, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• L••• W•••••• L••	n/a	Apr 10, 2024	n/a	n/a	Departure no registered destination	Departure
L••• A•••••••	L•••	Jul 22, 2015	Jul 1, 2015	-21

Team moves

••• Locked

Team	Left	Joined	From	Kind
119540:269866:TX:2015-07-22	Jul 22, 2015	Jul 1, 2015	DALLAS, TX	Firm change

Relationships

Registered with (3)

→ L•••Registered adviserregistration: current employment
Jul 1, 2015 to presentfactForm ADV
→ I•• L••• W•••••• L••Registered adviserregistration: previous registration
Apr 2, 2024 to Apr 10, 2024factForm ADV
→ L••• A•••••••Registered adviserregistration: previous registration
Oct 9, 2014 to Jul 22, 2015factForm ADV

Dated events

Occurred
Apr 10, 2024
Advisor departed, no destination yet
A•••••••• M•••• B••••• no longer registered at I•• L••• W•••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c452e89-ef6e-c741-09f9-6221bd69888b
First observed: Oct 9, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.