DFX Intelligence

H••••• E••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

H••••• E••• H••••••

Advisor at C•••••• S••••• • C••• I•••

Westlake, TX

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Search this name across graphsid dfx:ria:4c456b56-c94b-4393-a7b1-b40f7ba66b85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Sep 13, 2025	n/a	yes	Westlake, TX	Current employment
G•••••• S•••• W••••• S•••••••• L•••	Bd affiliated wealth	Mar 23, 2012	Aug 19, 2025	no	DALLAS, TX\|HOUSTON, TX\|HOUSTON, TX\|Irving, TX\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• S•••• W••••• S•••••••• L•••	C•••••• S••••• • C••• I•••	Aug 19, 2025	Sep 13, 2025	25	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Sep 13, 2025 to presentfactForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Mar 23, 2012 to Aug 19, 2025factForm ADV

Dated events

Occurred
Aug 19, 2025
Advisor changed firm
H••••• E••• H•••••• left G•••••• S•••• W••••• S•••••••• L••• for C•••••• S••••• • C••• I••• (registered 2025-09-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c456b56-c94b-4393-a7b1-b40f7ba66b85
First observed: Mar 23, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.