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M••••••••• G••••• I••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M••••••••• G••••• I••••••••• L••••••

CRD 138880

LONDON

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Search this name across graphsid dfx:ria:4c4a83f9-32e8-f446-df5c-a65fbe83a112

Data as of Sep 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Sep 28, 2023
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $115MItem 5.F on the latest filing (2023-09-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $115M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••••••• G••••• C••••••• F••• L••••••	Hedge Fund	$252M	Feb 18, 2014	9	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• T••••••• L•••••• A• T••••••• O• T•• S•••••••• T••••	Trustee	F	yes	01/2005	Mar 30, 2012	Sep 28, 2023
E•••••• A•••• J•••	NON-EXECUTIVE DIRECTOR	Na	yes	07/2000	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••••• G••••• A••••••• L••	n/a	n/a	n/a	N	yes	n/a
M••••••••• G••••• T••••••• S••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
M••••••••• A•••••••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$115M	n/a	n/a	$21.4M	75.0%	42	41	0	0

Relationships

Controls (6)

← E•••••• A•••• J•••OwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← H••••••• M••••••• D••••OwnerEXECUTIVE CHAIRMAN, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← G••••••••• K•••••••• M••••OwnerCO-CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER / COMPANY SECRETARY, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← A•••••• T••••••• L•••••• A• T••••••• O• T•• S•••••••• T••••OwnerTRUSTEE, ownership code F, foreign entity

Dated events

Occurred
Sep 28, 2023
Control person left
John Mark Astley (Co-Chief Executive Officer) no longer on Schedule A of M••••••••• G••••• I••••••••• L•••••• (listed 2023-03-31, absent 2023-09-28)
Form ADVobserved 7 days ago
Occurred
Mar 28, 2018
Regulatory AUM changed
M••••••••• G••••• I••••••••• L•••••• reported RAUM $23.6M, down 100% from $14.0B (2017-07-26 to 2018-03-28)
Form ADVobserved 7 days ago
$-13.9B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c4a83f9-32e8-f446-df5c-a65fbe83a112
First observed: Mar 30, 2012
Last observed: Sep 28, 2023 36 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.