DFX Intelligence

W••••• H•• G•• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

W••••• H•• G•• T•••••

Advisor at W•••• F•••• A•••••••

WALNUT CREEK, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Mar 25, 2011	n/a	yes	WALNUT CREEK, CA	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Nov 20, 2007	Mar 25, 2011	no	SAN JOSE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	W•••• F•••• A•••••••	Mar 25, 2011	Mar 25, 2011	0	Firm change	Ibd to wirehouse
U•• F•••••••• S••••••• I•••	R•• C•••••• M••••••• L••	Nov 14, 2007	Nov 20, 2007

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Mar 25, 2011 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Nov 20, 2007 to Mar 25, 2011factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 19, 2005 to Nov 14, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 19, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.