DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at O•••••••••
Auburn Hills, MI | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••••• | Institutional manager | Jan 7, 2025 | n/a | yes | Auburn Hills, MI|OVERLAND PARK, KS | Current employment |
| O••••••••• | Institutional manager | Aug 7, 2015 | Dec 31, 2024 | no | Auburn Hills, MI|OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•••••• C••••••• L•• | O••••••••• | Jun 19, 2015 | Aug 7, 2015 | 49 | Firm change | Other |
| P••••• M•••• F•••••••• A••••••• | T•••••• C••••••• L•• | Apr 1, 2015 | May 8, 2015 |
| T•••••• C••••••• L•• | Former SEC adviser | May 8, 2015 | Jun 19, 2015 | no | SOUTHFIELD, MI | Previous registration |
| P••••• M•••• F•••••••• A••••••• | Independent wealth | Feb 18, 2011 | Apr 1, 2015 | no | SOUTHFIELD, MI | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jan 28, 2004 | Feb 9, 2006 | no | CHICAGO, IL | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Jul 28, 2003 | Oct 23, 2003 | no | NORTHBROOK, IL | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Mar 5, 2003 | Jul 18, 2003 | no | CINCINNATI, OH | Previous registration |
| Firm change |
| Other |
| C•••••••• G••••• M•••••• I••• | P••••• M•••• F•••••••• A••••••• | Feb 9, 2006 | Feb 18, 2011 | 1,835 | Firm change after gap | Other |
| E•••••••• A•••••••• L•• | C•••••••• G••••• M•••••• I••• | Oct 23, 2003 | Jan 28, 2004 | 97 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | E•••••••• A•••••••• L•• | Jul 18, 2003 | Jul 28, 2003 | 10 | Firm change | Other |