DFX Intelligence

B••••• E•••• N••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

B••••• E•••• N••••••••

Advisor at L•••

Mequon, WI | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:4c4fdc07-1f5c-dd6f-5503-aa1f3f9a3d9c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Dec 3, 2024	n/a	yes	Mequon, WI\|LOS ANGELES, CA	Current employment
P•••••• P•••••••	Former SEC adviser	Feb 2, 2022	Jan 31, 2025	no	MEQUON, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••••	L•••	Jan 31, 2025	Dec 3, 2024	-59	Firm change after gap	RIA to RIA
J• W• C••• A•••••••• I•••	P•••••• P•••••••	Dec 22, 2021	Feb 2, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
175206:269866:WI:2025-01-31	Jan 31, 2025	Dec 3, 2024	MEQUON, WI	Firm change after gap
6413:112294:WI:2017-05-16	May 22, 2017	Apr 29, 2017	GRAFTON, WI	Firm change

Relationships

Registered with (5)

→ L•••Registered adviserregistration: current employment
Dec 3, 2024 to presentfactForm ADV
→ P•••••• P•••••••Registered adviserregistration: previous registration
Feb 2, 2022 to Jan 31, 2025factForm ADV
→ J• W• C••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 29, 2017 to Dec 22, 2021factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jan 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c4fdc07-1f5c-dd6f-5503-aa1f3f9a3d9c
First observed: Jun 30, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.