DFX Intelligence

J••• M••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

J••• M••••••• P•••••••• L••

CRD 290415

W•••• PLAINS, NY

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Search this name across graphsid dfx:ria:4c58c512-0eab-5721-9cc0-45f10c627495

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 1
Observed: Dec 21, 2017 to Aug 4, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

J••• M••••••• P•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $588M••• Locked
Discretionary RAUM: $56.4M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••• E•••• A•••• P••••••••• L•••	Other Private Fund	$499M	Sep 3, 2024	2	Mar 30, 2020	reported	n/a
P••••••• J•• L•••	Other Private Fund	$487M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• K••••••• A••••	CHIEF FINANCIAL OFFICER	Na	yes	12/2019	Mar 30, 2020	Sep 3, 2024
M•••••••• D••••• E•••	MANAGING MEMBER	E	yes	09/2016	Dec 21, 2017	Sep 3, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$588M	$823M	-28.5%	$1.1B	-18.5%	16	16	1	1

Relationships

Advises (9)

→ M••••• L•••Private fundOther Private Fund, IA
May 18, 2018 to presentfactForm ADV
→ C••••••• I••••••••• A• L•••Private fundOther Private Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ F• L••• S••••••••• D••Private fundOther Private Fund, IA
Jan 10, 2019 to presentfactForm ADV
→ P••••••• J•• L•••Private fund

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
J••• M••••••• P•••••••• L•• reported RAUM $588.4M, down 28% from $822.6M (2025-12-05 to 2026-03-31)
Form ADVobserved 7 days ago
$-234M
Occurred
Mar 30, 2022
Regulatory AUM changed
J••• M••••••• P•••••••• L•• reported RAUM $1.2B, up 33% from $926.0M (2021-11-12 to 2022-03-30)
Form ADVobserved 7 days ago
$301M
Occurred
Mar 30, 2020
Regulatory AUM changed
J••• M••••••• P•••••••• L•• reported RAUM $847.1M, up 140% from $352.9M (2019-05-21 to 2020-03-30)
Form ADVobserved 7 days ago
$494M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c58c512-0eab-5721-9cc0-45f10c627495
First observed: Dec 21, 2017
Last observed: Aug 4, 2026 49 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.