C••• R• W••••••

Advisor at S••••• I••••••••• A•••••••• L••

Chandler, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c5c3924-475b-5a04-2514-92e4d03d76f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 8, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• I••••••••• A•••••••• L••	Independent wealth	Feb 4, 2021	n/a	yes	Chandler, AZ	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Oct 14, 2016	Nov 13, 2020	no	Phoenix, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	S••••• I••••••••• A•••••••• L••	Nov 13, 2020	Feb 4, 2021	83	Firm change	Ibd to RIA
S•••••••• A••••••• L••	A••••• A•• P••••••• S•••••••	Sep 20, 2016	Oct 14, 2016

Relationships

Registered with (3)

→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 4, 2021 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Oct 14, 2016 to Nov 13, 2020factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 15, 2015 to Sep 20, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c5c3924-475b-5a04-2514-92e4d03d76f0
First observed: Jan 15, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.