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R•••••• J•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)23 years in industry

R•••••• J•••• L•••••

Advisor at S•••••• F•••••••• P•••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:4c61466b-a47a-93b9-7012-50709fdd6a8e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• P•••••••• L••	Independent wealth	Oct 7, 2019	n/a	yes	DENVER, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	n/a	yes	DENVER, CO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• I•••	L•• F•••••••• L••	Feb 15, 2018	Feb 14, 2018	-1	Bulk transfer	Ibd to RIA
E•••••••• A•••••••• L••	S•• I••••••••• I•••	Feb 23, 2009

Relationships

Registered with (6)

→ S•••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Oct 7, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Feb 19, 2009 to Feb 15, 2018factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c61466b-a47a-93b9-7012-50709fdd6a8e
First observed: Jan 8, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.