This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLY INVEST ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

May 22, 2021

First registration

Jun 29, 2023

Dual registered

yes, broker-dealer

Other names

Jorge M Espinoza|Jorge Espinoza

IAPD individual key

7203176

• Occurred

  Jan 21, 2025
  Advisor changed firm

  Jorge Mario Espinoza left Advice And Planning Services for Ally Invest Advisors (registered 2025-02-11)

  Form ADVobserved 6 days ago
• Occurred

  Jun 26, 2024
  Advisor changed firm

  Jorge Mario Espinoza left Ally Invest Advisors for Advice And Planning Services (registered 2024-09-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4c6d2fc4-949e-c98d-fdfb-b105e51a7d91

First observed

Jun 29, 2023

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.