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W•••••• R• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

W•••••• R• W•••••

Advisor at F••••••••• I••••••••• A••••••• L••

ST. LOUIS, MO | PHOENIX, AZ

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Search this name across graphsid dfx:ria:4c6d43c5-43d3-8877-125b-abccdddc5099

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• A••••••• L••	Independent wealth	Aug 18, 2026	n/a	yes	PHOENIX, AZ\|ST. LOUIS, MO	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jan 5, 2024	Aug 8, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	F••••••••• I••••••••• A••••••• L••	Aug 8, 2026	Aug 18, 2026	10	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 5, 2024 to Aug 8, 2026factForm ADV

Dated events

Occurred
Aug 8, 2026
Advisor changed firm
W•••••• R• W••••• left C•••••• S••••• • C••• I••• for F••••••••• I••••••••• A••••••• L•• (registered 2026-08-18)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c6d43c5-43d3-8877-125b-abccdddc5099
First observed: Jan 5, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.