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Advisor at MML INVESTORS SERVICES, LLC
NEWBERG, OR | LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 23, 2019 | n/a | yes | LAKE OSWEGO, OR|NEWBERG, OR | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 5, 2009 | Mar 25, 2017 | no | LAKE OSWEGO, OR|LAKE OSWEGO, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Sep 23, 2019 | 912 | Bulk transfer | Other |