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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

OFF THE CHAIN CAPITAL, LLC

CRD 309867

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c792aa6-c69a-2012-30b0-39b3d711d78b

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 8
On other graphs: 0
Observed: Feb 11, 2021 to Mar 17, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $321MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $321M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $321M
SEC number: 801-120517
CRD: 309867
Filings on the tape: 16
First filed: Feb 11, 2021
Latest filed: Mar 17, 2026
Organised: Limited Liability Company, DE
Website: offthechain.capital

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OFF THE CHAIN, LP	Hedge Fund	$204M	Oct 21, 2024	219	Feb 11, 2021	reported	021-346636

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Dixon, Brian, Michael	CHIEF EXECUTIVE OFFICER	B	yes	01/2024	Feb 11, 2021	Oct 21, 2024
ESTES, BRIAN, LEE	CHIEF INVESTMENT OFFICER, MANAGING MEMBER	B	yes	06/2019	Feb 11, 2021	Oct 21, 2024
Siegel, Tom, Wayne	CHIEF FINANCIAL OFFICER	A	yes	04/2021	Apr 29, 2021	Oct 21, 2024
FRASER, ALLISON, KIMBERLY	CHIEF COMPLIANCE OFFICER	Na	no	04/2024	May 13, 2024	Oct 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 17, 2026	$321M	$321M	5	5	2	n/a
2024	Mar 11, 2025	$517M	$517M	5	5	1	n/a
2023	Mar 7, 2024	$204M	$204M	4	4	1	$204M
2022	Mar 24, 2023	$113M	$113M	4	4	1	$113M
2021	Mar 29, 2022	$454M	$454M	8	6	1	$454M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$321M	$517M	-37.9%	$113M	41.7%	5	5	0	0

Relationships

Advises (1)

→ OFF THE CHAIN, LPPrivate fundHedge Fund, IA
Feb 11, 2021 to presentfactForm ADV

Controls (3)

← ESTES, BRIAN, LEEOwnerCHIEF INVESTMENT OFFICER, MANAGING MEMBER, ownership code B, individual
Feb 11, 2021 to Oct 21, 2024factForm ADV
← Siegel, Tom, WayneOwnerCHIEF FINANCIAL OFFICER, ownership code A, individual
Apr 29, 2021 to Oct 21, 2024factForm ADV
← Dixon, Brian, MichaelOwnerCHIEF EXECUTIVE OFFICER, ownership code B, individual
Feb 11, 2021 to Oct 21, 2024factForm ADV

Owns (1)

← FRASER, ALLISON, KIMBERLYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 13, 2024 to Oct 21, 2024factForm ADV

Dated events

Occurred
Mar 17, 2026
Regulatory AUM changed
Off The Chain Capital, Llc reported RAUM $321.0M, down 38% from $517.2M (2025-03-11 to 2026-03-17)
Form ADVobserved 4 days ago
$-196M
Occurred
Mar 11, 2025
Regulatory AUM changed
Off The Chain Capital, Llc reported RAUM $517.2M, up 153% from $204.3M (2024-10-21 to 2025-03-11)
Form ADVobserved 4 days ago
$313M
Occurred
Mar 24, 2023
Regulatory AUM changed
Off The Chain Capital, Llc reported RAUM $112.9M, down 75% from $454.1M (2023-01-17 to 2023-03-24)
Form ADVobserved 4 days ago
$-341M
Occurred
Jan 17, 2023
Control person left
Henson William Purcell (Chief Operating Officer) no longer on Schedule A of Off The Chain Capital, Llc (listed 2022-05-25, absent 2023-01-17)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Off The Chain Capital, Llc reported RAUM $454.1M, up 30% from $350.0M (2021-08-25 to 2022-03-29)
Form ADVobserved 4 days ago
$104M
Occurred
Aug 25, 2021
Regulatory AUM changed
Off The Chain Capital, Llc reported RAUM $350.0M, up 75% from $199.9M (2021-04-29 to 2021-08-25)
Form ADVobserved 4 days ago
$150M
Occurred
Apr 29, 2021
Control person joined
Wayne Tom Siegel (Chief Financial Officer) appeared on Schedule A of Off The Chain Capital, Llc
Form ADVobserved 4 days ago
Occurred
Feb 11, 2021
First Form ADV filing
Off The Chain Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c792aa6-c69a-2012-30b0-39b3d711d78b
First observed: Feb 11, 2021
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OFF THE CHAIN CAPITAL, LLC

CRD 309867

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c792aa6-c69a-2012-30b0-39b3d711d78b

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OFF THE CHAIN, LP

Hedge Fund

$204M

Oct 21, 2024

219

Feb 11, 2021

reported

021-346636

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Dixon, Brian, Michael

CHIEF EXECUTIVE OFFICER

yes

01/2024

Feb 11, 2021

Oct 21, 2024

ESTES, BRIAN, LEE

CHIEF INVESTMENT OFFICER, MANAGING MEMBER

yes

06/2019

Feb 11, 2021

Oct 21, 2024

Siegel, Tom, Wayne

CHIEF FINANCIAL OFFICER

yes

04/2021

Apr 29, 2021

Oct 21, 2024

FRASER, ALLISON, KIMBERLY

CHIEF COMPLIANCE OFFICER

04/2024

May 13, 2024

Oct 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$321M

n/a

2024

Mar 11, 2025

$517M

n/a

2023

Mar 7, 2024

$204M

2022

Mar 24, 2023

$113M

2021

Mar 29, 2022

$454M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$321M

$517M

-37.9%

$113M

41.7%