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Advisor at STRATOS WEALTH PARTNERS, LTD
HOUSTON, TX | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Sep 26, 2025 | n/a | yes | Houston, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 13, 2010 | n/a | yes | HOUSTON, TX|HOUSTON, TX | Current employment |
| SOVEREIGN WEALTH ADVISORS LLC | Independent wealth | Jan 17, 2020 | Aug 24, 2026 | no | HOUSTON, TX | Previous registration |
| SOVEREIGN WEALTH ADVISORS LLC | Independent wealth | Jun 29, 2015 | Dec 31, 2019 | no | HOUSTON, TX | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Feb 6, 2002 | Dec 17, 2010 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOVEREIGN WEALTH ADVISORS LLC | STRATOS WEALTH PARTNERS, LTD | Aug 24, 2026 | Sep 26, 2025 | -332 | Firm change after gap | RIA to ibd |
| SECURITIES AMERICA ADVISORS, INC. | LPL FINANCIAL LLC | Dec 17, 2010 | Dec 13, 2010 | -4 | Firm change | Other |