DFX Intelligence

G••• • C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

G••• • C••••••

G••• FINANCIAL GROUP INC., CRD 109349

ATLANTA, GA

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Search this name across graphsid dfx:ria:4c849053-1341-097d-12b5-f28a3eefea56

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Mar 26, 2012 to Mar 30, 2016
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••• • C••••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.0B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••• A••••••••• P••••••• I•• L•	Other Private Fund	$85.5M	Mar 30, 2016	5	Jan 24, 2013	reported	021-188762
G••••• A••••••••• P••••••• I• L•	Other Private Fund	$33.8M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••• L•••••••• O••••	Shareholder	E	yes	01/1991	Mar 26, 2012	Mar 30, 2016
H••••• M•••• W•••••	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	10/2012	Jan 24, 2013	Mar 30, 2016

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••• I••••••••• M••••••••• I•• L••	n/a	n/a	n/a	Y	yes	n/a
G••••• I••••••••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
S••••••••• G•••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$5.0B	$6.5B	-23.2%	$742M	88.8%	9	17	n/a	n/a

Relationships

Advises (3)

→ G••••• A••••••••• P••••••• I• L•Private fundOther Private Fund, IA
Mar 26, 2012 to presentfactForm ADV
→ S••••••••• G•••••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ G••••• A••••••••• P••••••• I•• L•Private fundOther Private Fund, IA
Jan 24, 2013 to presentfactForm ADV

Controls (3)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c849053-1341-097d-12b5-f28a3eefea56
First observed: Mar 26, 2012
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.