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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AXIA WEALTH MANAGEMENT INC

CRD 155890

BEND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c8e6176-c4cd-43b6-f54a-e141e3f1216d

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 14, 2026 to Jul 14, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $148MItem 5.F on the latest filing (2026-07-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $132M
Private client RAUM: $137MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $49.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 484
Individual clients: 75
High net worth clients: 77
Custody, client assets: $72.1M
SEC number: 801-136859
CRD: 155890
Filings on the tape: 1
First filed: Jul 14, 2026
Latest filed: Jul 14, 2026
Organised: Corporation, OR

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD NELSON AMBROSE	n/a	BEND, OR	9	13	1	no
CHET JAY BAXTER	Certified Financial Planner	BEND, OR	9	15	1	no
Isabella Catherine Ramon	n/a	Houston, TX \| BEND, OR	4	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMBROSE, RICHARD, NELSON	CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER	D	yes	03/2017	Jul 14, 2026	Jul 14, 2026

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	33.3%	0	0	0	0	1

Relationships

Controls (1)

← AMBROSE, RICHARD, NELSONOwnerCHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, ownership code D, individual
Jul 14, 2026 to presentfactForm ADV

Registered with (5)

← Isabella Catherine RamonAdvisorregistration: current employment
Aug 8, 2022 to presentfactForm ADV
← CHET JAY BAXTERAdvisorregistration: current employment
Jun 29, 2017 to presentfactForm ADV
← RICHARD NELSON AMBROSEAdvisorregistration: current employment
Mar 30, 2017 to presentfactForm ADV
← JORDAN M FISHERAdvisorregistration: previous registration
Jan 15, 2025 to May 19, 2026factForm ADV
← PAUL WILLIAM SVENDSENAdvisorregistration: previous registration
May 16, 2011 to Apr 19, 2017factForm ADV

Dated events

Occurred
May 19, 2026
Advisor changed firm
Jordan M Fisher left Axia Wealth Management Inc for Black Diamond Financial, Llc (registered 2026-03-05)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c8e6176-c4cd-43b6-f54a-e141e3f1216d
First observed: Jul 14, 2026
Last observed: Jul 14, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AXIA WEALTH MANAGEMENT INC

CRD 155890

BEND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c8e6176-c4cd-43b6-f54a-e141e3f1216d

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD NELSON AMBROSE

n/a

BEND, OR

CHET JAY BAXTER

Certified Financial Planner

BEND, OR

Isabella Catherine Ramon

n/a

Houston, TX | BEND, OR

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMBROSE, RICHARD, NELSON

CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER

yes

03/2017

Jul 14, 2026

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

33.3%