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RIA / WealthAdvisorCertified Financial Planner48 years in industry

BRUCE DAVID WHITE

Advisor at PHILLIP B. WHITE CO., INC

SAN LUIS OBISPO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 10, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PHILLIP B. WHITE CO., INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1978earliest registration or exam on IAPD
Years in industry: 48derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63
First exam: Aug 16, 1993
First registration: Sep 10, 1993
Dual registered: no
IAPD individual key: 732362

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PHILLIP B. WHITE CO., INC	Independent wealth	Apr 16, 2019	n/a	yes	SAN LUIS OBISPO, CA	Current employment
FOOTHILL SECURITIES, INC.	Former SEC adviser	Dec 12, 2016	Dec 31, 2016	no	Danville, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 8, 2016	Oct 1, 2019	no	DANVILLE, CA	Previous registration
FOOTHILL SECURITIES, INC.	Former SEC adviser	Oct 20, 2008	Dec 8, 2016	no	Santa Clara, CA\|FREMONT, CA\|DANVILLE, CA\|Santa Clara, CA\|SANTA CLARA, CA	Previous registration
ASSOCIATED SECURITIES CORP.	n/a	Jul 8, 2002	Oct 17, 2008	no	FREMONT, CA\|EUREKA, CA\|WALNUT CREEK, CA	Previous registration
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	n/a	Sep 10, 1993	Oct 17, 2008	no	FREMONT, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	FOOTHILL SECURITIES, INC.	Oct 1, 2019	Dec 12, 2016	-1,023	Firm change after gap	Other
FOOTHILL SECURITIES, INC.	PHILLIP B. WHITE CO., INC	Dec 31, 2016	Apr 16, 2019	836	Firm change after gap	Other
FOOTHILL SECURITIES, INC.	SECURITIES AMERICA ADVISORS, INC.	Dec 8, 2016	Dec 8, 2016	0	Firm change	Other
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	ASSOCIATED SECURITIES CORP.	Oct 17, 2008	Jul 8, 2002	-2,293	Firm change after gap	Other
ASSOCIATED SECURITIES CORP.	FOOTHILL SECURITIES, INC.	Oct 17, 2008	Oct 20, 2008	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
1027:110518:CA:2016-12-07	Dec 8, 2016	Dec 8, 2016	SANTA CLARA, CA	Firm change

Relationships

Registered with (5)

→ PHILLIP B. WHITE CO., INCRegistered adviserregistration: current employment
Apr 16, 2019 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 8, 2016 to Oct 1, 2019factForm ADV
→ FOOTHILL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 12, 2016 to Dec 31, 2016factForm ADV
→ ASSOCIATED PLANNERS INVESTMENT ADVISORY INCRegistered adviserregistration: previous registration
Sep 10, 1993 to Oct 17, 2008factForm ADV
→ ASSOCIATED SECURITIES CORP.Registered adviserregistration: previous registration
Jul 8, 2002 to Oct 17, 2008factForm ADV

Dated events

No dated event names this entity yet.