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Advisor at FIFTH THIRD SECURITIES, INC.
Prospect, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Aug 10, 2026 | n/a | yes | Prospect, KY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 17, 2025 | Aug 5, 2026 | no | WESTERVILLE, OH | Previous registration |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Feb 21, 2024 | Apr 9, 2025 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | FIFTH THIRD SECURITIES, INC. | Aug 5, 2026 | Aug 10, 2026 | 5 | Firm change | Ibd to ibd |
| NATIONWIDE SECURITIES, LLC | LPL FINANCIAL LLC | Apr 9, 2025 | May 17, 2025 | 38 | Firm change | Other |