DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NORTHERN PINES HENDERSON CAPITAL, LLC

CRD 162260

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cac6506-46ee-349c-e42f-bf40ae52abed

Data as of Mar 28, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 1
On other graphs: 0
Observed: Nov 13, 2013 to Mar 28, 2016
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $134MItem 5.F on the latest filing (2016-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $134M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 3
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $126Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-78824
CRD: 162260
Filings on the tape: 4
First filed: Nov 13, 2013
Latest filed: Mar 28, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NORTHERN PINES CAPITAL MASTER FUND, LP	Hedge Fund	$126M	Mar 28, 2016	17	Mar 30, 2012	reported	021-137560

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CORKHILL, JEREMY, MICHAEL	Manager	Na	yes	12/2012	Nov 13, 2013	Mar 28, 2016
DUNN, PATRICK, DANIEL	MEMBER, MANAGER	C	yes	12/2012	Nov 13, 2013	Mar 28, 2016
GRAHAM, PAUL, JAMES	Manager	Na	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HENDERSON EQUITY HOLDINGS, LLC	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HENDERSON GLOBAL GROUP LIMITED	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HENDERSON GLOBAL INVESTORS	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HENDERSON GLOBAL INVESTORS (HOLDINGS) PLC	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HENDERSON GLOBAL INVESTORS (INTERNATIONAL HOLDINGS) BV	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HENDERSON GLOBAL INVESTORS NPC HOLDINGS, LLC	Member	D	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HENDERSON GROUP HOLDINGS ASSET MANAGEMENT LIMITED	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HENDERSON GROUP PLC	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HENDERSON HOLDINGS GROUP LIMITED	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HENDERSON HOLDINGS LIMITED	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HENDERSON INTERNATIONAL INC.	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HGI ASSET MANAGEMENT GROUP LIMITED	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
HGI GROUP LIMITED	Shareholder	E	yes	12/2012	Nov 13, 2013	Mar 28, 2016
LAVOIE, NICOLE, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	10/2013	Nov 13, 2013	Mar 28, 2016
SCHIFF, DANIEL, JACOB	MEMBER, MANAGER	C	yes	12/2012	Nov 13, 2013	Mar 28, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HENDERSON INVESTMENT MANAGEMENT LIMITED	n/a	Former SEC adviser	$12B	N	yes	n/a
GENEVA CAPITAL MANAGEMENT LLC	n/a	Other adviser	$5.6B	Y	yes	n/a
ALPHAGEN CAPITAL LIMITED	n/a	Former SEC adviser	$2.1B	N	yes	n/a
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.	n/a	Former SEC adviser	$444M	N	yes	n/a
HENDERSON EQUITY PARTNERS LIMITED	n/a	n/a	n/a	N	yes	n/a
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.	n/a	n/a	n/a	N	yes	n/a
HENDERSON GLOBAL INVESTORS LIMITED	n/a	n/a	n/a	N	yes	n/a
HENDERSON GLOBAL INVESTORS SINGAPORE	n/a	n/a	n/a	N	yes	n/a
HENDERSON INVESTMENT FUNDS LIMITED	n/a	n/a	n/a	N	yes	n/a
NORTHERN PINES HENDERSON CAPITAL GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 28, 2016	$134M	$134M	4	3	n/a	1	$126M
2014	Mar 26, 2015	$134M	$134M	5	4	n/a	1	$126M
2013	Mar 26, 2014	$175M	$175M	5	4	n/a	1	$167M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$134M	$134M	0.5%	n/a	n/a	4	5	n/a	n/a

Relationships

Affiliated with (4)

→ GENEVA CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ JANUS HENDERSON INVESTORSRegistered adviserother investment adviser, bank, common control
factForm ADV
→ HENDERSON INVESTMENT MANAGEMENT LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
→ ALPHAGEN CAPITAL LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (1)

→ NORTHERN PINES CAPITAL MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (16)

← HENDERSON GLOBAL INVESTORSOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 13, 2013 to presentfactForm ADV
← DUNN, PATRICK, DANIELOwnerMEMBER, MANAGER, ownership code C, individual
Nov 13, 2013 to presentfactForm ADV
← SCHIFF, DANIEL, JACOBOwnerMEMBER, MANAGER, ownership code C, individual
Nov 13, 2013 to presentfactForm ADV
← CORKHILL, JEREMY, MICHAELOwnerMANAGER, ownership code NA, individual
Nov 13, 2013 to presentfactForm ADV
← GRAHAM, PAUL, JAMESOwnerMANAGER, ownership code NA, individual
Nov 13, 2013 to presentfactForm ADV
← LAVOIE, NICOLE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 13, 2013 to presentfactForm ADV
← HENDERSON EQUITY HOLDINGS, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 13, 2013 to presentfactForm ADV
← HENDERSON GLOBAL GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 13, 2013 to presentfactForm ADV
← HENDERSON GLOBAL INVESTORS (INTERNATIONAL HOLDINGS) BVOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 13, 2013 to presentfactForm ADV
← HENDERSON GLOBAL INVESTORS NPC HOLDINGS, LLCOwnerMEMBER, ownership code D, domestic entity
Nov 13, 2013 to presentfactForm ADV
← HENDERSON GROUP HOLDINGS ASSET MANAGEMENT LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 13, 2013 to presentfactForm ADV
← HENDERSON GROUP PLCOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 13, 2013 to presentfactForm ADV
← HENDERSON HOLDINGS GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 13, 2013 to presentfactForm ADV
← HENDERSON INTERNATIONAL INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 13, 2013 to presentfactForm ADV
← HGI ASSET MANAGEMENT GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 13, 2013 to presentfactForm ADV
← HGI GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 13, 2013 to presentfactForm ADV

Dated events

Occurred
Nov 13, 2013
First Form ADV filing
Northern Pines Henderson Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4cac6506-46ee-349c-e42f-bf40ae52abed
First observed: Nov 13, 2013
Last observed: Mar 28, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHERN PINES HENDERSON CAPITAL, LLC

CRD 162260

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cac6506-46ee-349c-e42f-bf40ae52abed

Data as of Mar 28, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NORTHERN PINES CAPITAL MASTER FUND, LP

Hedge Fund

$126M

Mar 28, 2016

Mar 30, 2012

reported

021-137560

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CORKHILL, JEREMY, MICHAEL

Manager

yes

12/2012

Nov 13, 2013

Mar 28, 2016

DUNN, PATRICK, DANIEL

MEMBER, MANAGER

yes

12/2012

Nov 13, 2013

Mar 28, 2016

GRAHAM, PAUL, JAMES

Manager

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HENDERSON EQUITY HOLDINGS, LLC

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HENDERSON GLOBAL GROUP LIMITED

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HENDERSON GLOBAL INVESTORS

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HENDERSON GLOBAL INVESTORS (HOLDINGS) PLC

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HENDERSON GLOBAL INVESTORS (INTERNATIONAL HOLDINGS) BV

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HENDERSON GLOBAL INVESTORS NPC HOLDINGS, LLC

Member

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HENDERSON GROUP HOLDINGS ASSET MANAGEMENT LIMITED

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HENDERSON GROUP PLC

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HENDERSON HOLDINGS GROUP LIMITED

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HENDERSON HOLDINGS LIMITED

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HENDERSON INTERNATIONAL INC.

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HGI ASSET MANAGEMENT GROUP LIMITED

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

HGI GROUP LIMITED

Shareholder

yes

12/2012

Nov 13, 2013

Mar 28, 2016

LAVOIE, NICOLE, MARIE

CHIEF COMPLIANCE OFFICER

yes

10/2013

Nov 13, 2013

Mar 28, 2016

SCHIFF, DANIEL, JACOB

MEMBER, MANAGER

yes

12/2012

Nov 13, 2013

Mar 28, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HENDERSON INVESTMENT MANAGEMENT LIMITED

n/a

Former SEC adviser

$12B

yes

n/a

GENEVA CAPITAL MANAGEMENT LLC

n/a

Other adviser

$5.6B

yes

n/a

ALPHAGEN CAPITAL LIMITED

n/a

Former SEC adviser

$2.1B

yes

n/a

HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.

n/a

Former SEC adviser

$444M

yes

n/a

HENDERSON EQUITY PARTNERS LIMITED

n/a

yes

n/a

HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.

n/a

yes

n/a

HENDERSON GLOBAL INVESTORS LIMITED

n/a

yes

n/a

HENDERSON GLOBAL INVESTORS SINGAPORE

n/a

yes

n/a

HENDERSON INVESTMENT FUNDS LIMITED

n/a

yes

n/a

NORTHERN PINES HENDERSON CAPITAL GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 28, 2016

$134M

n/a

$126M

2014

Mar 26, 2015

$134M

n/a

$126M

2013

Mar 26, 2014

$175M

n/a

$167M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$134M

0.5%

n/a