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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

WOOD CREEK CAPITAL MANAGEMENT, LLC

CRD 148944

NEW HAVEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cb71ffa-c9e3-2dbc-89de-85d26a52b7a9

Data as of Jul 1, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 0
On other graphs: 2
Observed: Mar 27, 2012 to Jul 1, 2016
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Wood Creek Capital Management, LLC

Private equity manager · shared crd

Venture Capitalidentity

Wood Creek Capital Management, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.8BItem 5.F on the latest filing (2016-07-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22
Advisory employees: 17
Accounts: 20
Private funds: 15Schedule D 7.B(1)
Private fund GAV: $2.2Bgross asset value as reported per fund; never fund size
Custody, client assets: $2.3B
SEC number: 801-69939
CRD: 148944
Filings on the tape: 14
First filed: Mar 27, 2012
Latest filed: Jul 1, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
WOOD CREEK VENTURE FUND, LLC	Venture Capital Fund	$60.7M	Jul 1, 2016	2	Mar 27, 2012	reported	n/a
WOOD CREEK MULTI-ASSET FUND, L.P.	Hedge Fund	$26.1M	Jul 1, 2016	1	Mar 27, 2012	reported	021-93157

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BABSON CAPITAL MANAGEMENT, LLC	DIRECT OWNER	E	yes	02/2011	Mar 27, 2012	Jul 1, 2016
FINKE, THOMAS, MICHAEL	Director	Na	yes	03/2011	Mar 27, 2012	Jul 1, 2016
HELLERMAN, BRETT, DAVID	DIRECTOR, EXECUTIVE CHAIRMAN	Na	yes	08/2005	Mar 27, 2012	Jul 1, 2016
JUTERBOCK, THOMAS, MICHAEL	President	Na	yes	03/2011	Mar 27, 2012	Jul 1, 2016
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	SHAREHOLDER OF MASSMUTUAL HOLDING LLC	E	yes	07/2004	Mar 27, 2012	Jul 1, 2016
MASSMUTUAL HOLDING LLC	SOLE MEMBER	E	yes	02/2012	Mar 27, 2012	Jul 1, 2016
MM ASSET MANAGEMENT HOLDING LLC	SOLE MEMBER	E	yes	02/2012	Mar 27, 2012	Jul 1, 2016
NOREEN, CLIFFORD, MICHAEL	Director	Na	yes	11/2011	Mar 27, 2012	Jul 1, 2016
PEASE, GLENN, HARVEY	CHIEF FINANCIAL OFFICER	Na	yes	06/2007	Mar 27, 2012	Jul 1, 2016
ROTOLO, JONATHAN, PETER	DIRECTOR, CHIEF EXECUTIVE OFFICER	Na	yes	08/2005	Mar 27, 2012	Jul 1, 2016
SANDOVAL, MATTHEW, CYE	MANAGING DIRECTOR	Na	yes	01/2010	Mar 27, 2012	Jul 1, 2016
SAUL, ROBERT, S	MANAGING DIRECTOR	Na	yes	03/2013	Apr 1, 2013	Jul 1, 2016
THOMPSON, PAUL, JOHN	Director	Na	yes	11/2011	Mar 27, 2012	Jul 1, 2016
SMITH, GREGORY, DAVID	CHIEF COMPLIANCE OFFICER	Na	no	06/2014	Jun 30, 2014	Jul 1, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BABSON CAPITAL MANAGEMENT LLC	n/a	Institutional manager	$393B	Y	no	n/a
BABSON CAPITAL MANAGEMENT (AUSTRALIA) PTY LTD	n/a	n/a	n/a	N	yes	n/a
BABSON CAPITAL MANAGEMENT (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
BABSON CAPITAL SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	no	n/a
NORFOLK MARKETS, LLC	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Norfolk	Ct	United States	n/a	no
Amherst	Ma	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$2.8B	$1.8B	22	17	n/a	15	$2.2B
2014	Mar 30, 2015	$2.2B	$1.2B	19	16	n/a	13	$2.0B
2013	Mar 26, 2014	$1.4B	$781M	19	16	n/a	9	$1.1B
2012	Apr 1, 2013	$1.1B	$780M	15	14	n/a	8	$1.1B
2011	Mar 27, 2012	$480M	$203M	n/a	n/a	n/a	4	$331M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$2.8B	$2.2B	27.5%	$1.1B	35.6%	22	19	n/a	n/a

Relationships

Affiliated with (2)

→ BARINGS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control
factForm ADV
← NORFOLK ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ WOOD CREEK MULTI-ASSET FUND, L.P.Private fundHedge Fund, IA
Mar 27, 2012 to presentfactForm ADV
→ WOOD CREEK VENTURE FUND, LLCPrivate fundVenture Capital Fund, IA
Mar 27, 2012 to presentfactForm ADV

Controls (13)

← HELLERMAN, BRETT, DAVIDOwnerDIRECTOR, EXECUTIVE CHAIRMAN, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← JUTERBOCK, THOMAS, MICHAELOwnerPRESIDENT, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← FINKE, THOMAS, MICHAELOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← SANDOVAL, MATTHEW, CYEOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← THOMPSON, PAUL, JOHNOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← PEASE, GLENN, HARVEYOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← SAUL, ROBERT, SOwnerMANAGING DIRECTOR, ownership code NA, individual
Apr 1, 2013 to presentfactForm ADV
← ROTOLO, JONATHAN, PETEROwnerDIRECTOR, CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← NOREEN, CLIFFORD, MICHAELOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← BABSON CAPITAL MANAGEMENT, LLCOwnerDIRECT OWNER, ownership code E, domestic entity
Mar 27, 2012 to presentfactForm ADV
← MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYOwnerSHAREHOLDER OF MASSMUTUAL HOLDING LLC, ownership code E, domestic entity
Mar 27, 2012 to presentfactForm ADV
← MASSMUTUAL HOLDING LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Mar 27, 2012 to presentfactForm ADV
← MM ASSET MANAGEMENT HOLDING LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Mar 27, 2012 to presentfactForm ADV

Owns (1)

← SMITH, GREGORY, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 30, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4cb71ffa-c9e3-2dbc-89de-85d26a52b7a9
First observed: Mar 27, 2012
Last observed: Jul 1, 2016 124 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WOOD CREEK CAPITAL MANAGEMENT, LLC

CRD 148944

NEW HAVEN, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cb71ffa-c9e3-2dbc-89de-85d26a52b7a9

Data as of Jul 1, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

WOOD CREEK VENTURE FUND, LLC

Venture Capital Fund

$60.7M

Jul 1, 2016

Mar 27, 2012

reported

n/a

WOOD CREEK MULTI-ASSET FUND, L.P.

Hedge Fund

$26.1M

Jul 1, 2016

Mar 27, 2012

reported

021-93157

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BABSON CAPITAL MANAGEMENT, LLC

DIRECT OWNER

yes

02/2011

Mar 27, 2012

Jul 1, 2016

FINKE, THOMAS, MICHAEL

Director

yes

03/2011

Mar 27, 2012

Jul 1, 2016

HELLERMAN, BRETT, DAVID

DIRECTOR, EXECUTIVE CHAIRMAN

yes

08/2005

Mar 27, 2012

Jul 1, 2016

JUTERBOCK, THOMAS, MICHAEL

President

yes

03/2011

Mar 27, 2012

Jul 1, 2016

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

SHAREHOLDER OF MASSMUTUAL HOLDING LLC

yes

07/2004

Mar 27, 2012

Jul 1, 2016

MASSMUTUAL HOLDING LLC

SOLE MEMBER

yes

02/2012

Mar 27, 2012

Jul 1, 2016

MM ASSET MANAGEMENT HOLDING LLC

SOLE MEMBER

yes

02/2012

Mar 27, 2012

Jul 1, 2016

NOREEN, CLIFFORD, MICHAEL

Director

yes

11/2011

Mar 27, 2012

Jul 1, 2016

PEASE, GLENN, HARVEY

CHIEF FINANCIAL OFFICER

yes

06/2007

Mar 27, 2012

Jul 1, 2016

ROTOLO, JONATHAN, PETER

DIRECTOR, CHIEF EXECUTIVE OFFICER

yes

08/2005

Mar 27, 2012

Jul 1, 2016

SANDOVAL, MATTHEW, CYE

MANAGING DIRECTOR

yes

01/2010

Mar 27, 2012

Jul 1, 2016

SAUL, ROBERT, S

MANAGING DIRECTOR

yes

03/2013

Apr 1, 2013

Jul 1, 2016

THOMPSON, PAUL, JOHN

Director

yes

11/2011

Mar 27, 2012

Jul 1, 2016

SMITH, GREGORY, DAVID

CHIEF COMPLIANCE OFFICER

06/2014

Jun 30, 2014

Jul 1, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BABSON CAPITAL MANAGEMENT LLC

n/a

Institutional manager

$393B

n/a

BABSON CAPITAL MANAGEMENT (AUSTRALIA) PTY LTD

n/a

yes

n/a

BABSON CAPITAL MANAGEMENT (UK) LIMITED

n/a

yes

n/a

BABSON CAPITAL SECURITIES LLC

n/a

yes

n/a

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

n/a

NORFOLK MARKETS, LLC

n/a

City

State

Country

Employees

Also broker-dealer

Norfolk

United States

n/a

Amherst

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$2.8B

$1.8B

n/a

$2.2B

2014

Mar 30, 2015

$2.2B

$1.2B

n/a

$2.0B

2013

Mar 26, 2014

$1.4B

$781M

n/a

$1.1B

2012

Apr 1, 2013

$1.1B

$780M

n/a

$1.1B

2011

Mar 27, 2012

$480M

$203M

n/a

$331M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$2.8B

$2.2B

27.5%

$1.1B

35.6%

n/a