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Advisor at ADAMS ASHBY FINANCIAL ADVISORS
Sacramento, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADAMS ASHBY FINANCIAL ADVISORS | Independent wealth | Nov 12, 2025 | n/a | yes | Sacramento, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 25, 2004 | Jan 25, 2007 | no | SACRAMENTO, CA|SACRAMENTO, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jul 8, 1997 | Oct 26, 2004 | no | SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | ADAMS ASHBY FINANCIAL ADVISORS | Jan 25, 2007 | Nov 12, 2025 | 6,866 | Firm change after gap | Other |
| MORGAN STANLEY DW INC. | CITIGROUP GLOBAL MARKETS INC. | Oct 26, 2004 | Oct 25, 2004 | -1 | Firm change | Other |