DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EDWARD JONES
RICHMOND, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Oct 23, 2017 | n/a | yes | RICHMOND, KY | Current employment |
| INVESTMENT PROFESSIONALS, INC. | Former SEC adviser | Dec 13, 2013 | Sep 25, 2017 | no | SAN ANTONIO, TX|LEXINGTON, KY|Danville, KY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 11, 2011 | Dec 18, 2013 | no | RICHMOND, KY|BEREA, KY|RICHMOND, KY | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Jan 4, 2010 | Oct 11, 2011 | no | RICHMOND, KY|RICHMOND, KY|CHARLOTTE, NC|RICHMOND, KY|BEREA, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT PROFESSIONALS, INC. | EDWARD JONES | Sep 25, 2017 | Oct 23, 2017 | 28 | Firm change | Other |
| LPL FINANCIAL LLC | INVESTMENT PROFESSIONALS, INC. | Dec 18, 2013 | Dec 13, 2013 | -5 | Firm change | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | LPL FINANCIAL LLC | Oct 11, 2011 | Oct 11, 2011 | 0 | Bulk transfer | Other |