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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ZEBRA ADVISORS, LLC

CRD 126286

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cc46a50-5a29-64b1-35b8-7e17a49a442a

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Mar 28, 2024
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-63476
CRD: 126286
Filings on the tape: 22
First filed: Mar 30, 2012
Latest filed: Mar 28, 2024
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ZEBRA GLOBAL EQUITY ADVANTAGE FUND, LP	Hedge Fund	$186M	May 21, 2019	6	Dec 23, 2015	dropped	021-243982
ZEBRA GLOBAL EQUITY FUND, LP	Hedge Fund	$35.3M	Jul 24, 2020	3	Mar 30, 2012	dropped	021-175627

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOLMGREN, JOHN, J	PRESIDENT; MANAGING MEMBER; CLASS B	Na	yes	10/2011	Mar 30, 2012	Mar 28, 2024
IBBOTSON, ROGER, GLENN	MANAGING MEMBER; CLASS A	E	yes	09/2001	Mar 30, 2012	Mar 28, 2024
LAKE, KEVIN, J	CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL	Na	no	07/2015	Jul 8, 2015	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ZEBRA CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$3.2M	N	yes	n/a
GHI GLOBAL ADVISORY PARTNERS, E.A.F., S.L.	n/a	n/a	n/a	N	yes	n/a
KEVIN J. LAKE	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	n/a	n/a	0	0	0	n/a	n/a
2022	Mar 31, 2023	n/a	n/a	0	0	0	n/a	n/a
2021	Mar 31, 2022	n/a	n/a	0	0	0	n/a	n/a
2020	Mar 31, 2021	n/a	n/a	0	0	0	n/a	n/a
2019	Mar 30, 2020	$35.3M	$35.3M	0	0	0	1	$35.3M
2018	Mar 29, 2019	$588M	$588M	0	0	0	2	$588M
2017	Mar 30, 2018	$1.2B	$1.2B	0	0	0	2	$1.2B
2016	Mar 30, 2017	$1.2B	$1.2B	0	0	n/a	2	$1.2B
2015	Mar 30, 2016	$571M	$571M	0	0	n/a	2	$571M
2014	Mar 31, 2015	$569M	$569M	0	0	n/a	1	$569M
2013	Mar 31, 2014	$393M	$393M	14	10	n/a	2	$708M
2012	Mar 14, 2013	$105M	$105M	12	5	n/a	2	$195M
2011	Mar 30, 2012	$142M	$142M	n/a	n/a	n/a	2	$380M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	n/a	n/a	n/a	n/a	n/a	0	0	0	0

Relationships

Affiliated with (2)

→ ZEBRA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ZEBRA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← HOLMGREN, JOHN, JOwnerPRESIDENT; MANAGING MEMBER; CLASS B, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← IBBOTSON, ROGER, GLENNOwnerMANAGING MEMBER; CLASS A, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV

Owns (1)

← LAKE, KEVIN, JOwnerCHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, ownership code NA, individual
Jul 8, 2015 to presentfactForm ADV

Advises (2)

→ ZEBRA GLOBAL EQUITY FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jul 24, 2020factForm ADV
→ ZEBRA GLOBAL EQUITY ADVANTAGE FUND, LPPrivate fundHedge Fund, IA, no longer reported
Dec 23, 2015 to May 21, 2019factForm ADV

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
Zebra Advisors, Llc reported RAUM $35.3M, down 94% from $587.6M (2019-05-21 to 2020-03-30)
Form ADVobserved 6 days ago
$-552M
Occurred
Mar 29, 2019
Regulatory AUM changed
Zebra Advisors, Llc reported RAUM $587.7M, down 50% from $1.2B (2018-06-11 to 2019-03-29)
Form ADVobserved 6 days ago
$-590M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4cc46a50-5a29-64b1-35b8-7e17a49a442a
First observed: Mar 30, 2012
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ZEBRA ADVISORS, LLC

CRD 126286

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cc46a50-5a29-64b1-35b8-7e17a49a442a

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:35 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ZEBRA GLOBAL EQUITY ADVANTAGE FUND, LP

Hedge Fund

$186M

May 21, 2019

Dec 23, 2015

dropped

021-243982

ZEBRA GLOBAL EQUITY FUND, LP

Hedge Fund

$35.3M

Jul 24, 2020

Mar 30, 2012

dropped

021-175627

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOLMGREN, JOHN, J

PRESIDENT; MANAGING MEMBER; CLASS B

yes

10/2011

Mar 30, 2012

Mar 28, 2024

IBBOTSON, ROGER, GLENN

MANAGING MEMBER; CLASS A

yes

09/2001

Mar 30, 2012

Mar 28, 2024

LAKE, KEVIN, J

CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL

07/2015

Jul 8, 2015

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ZEBRA CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$3.2M

yes

n/a

GHI GLOBAL ADVISORY PARTNERS, E.A.F., S.L.

n/a

yes

n/a

KEVIN J. LAKE

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

n/a

2022

Mar 31, 2023

n/a

2021

Mar 31, 2022

n/a

2020

Mar 31, 2021

n/a

2019

Mar 30, 2020

$35.3M

2018

Mar 29, 2019

$588M

2017

Mar 30, 2018

$1.2B

2016

Mar 30, 2017

$1.2B

n/a

$1.2B

2015

Mar 30, 2016

$571M

n/a

$571M

2014

Mar 31, 2015

$569M

n/a

$569M

2013

Mar 31, 2014

$393M

n/a

$708M

2012

Mar 14, 2013

$105M

n/a

$195M

2011

Mar 30, 2012

$142M

n/a

$380M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a