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Advisor at GC WEALTH MANAGEMENT RIA, LLC
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GC WEALTH MANAGEMENT RIA, LLC | Independent wealth | May 25, 2025 | n/a | yes | San Francisco, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 12, 2024 | May 22, 2025 | no | San Francisco, CA|SAN FRANCISCO, CA|San Francisco, CA | Previous registration |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Sep 14, 2020 | Mar 20, 2025 | no | San Francisco, CA|San Francisco, CA|San Francisco, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 19, 2018 | Sep 8, 2020 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | GC WEALTH MANAGEMENT RIA, LLC | May 22, 2025 | May 25, 2025 | 3 | Firm change | Wirehouse to RIA |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN SECURITIES LLC | Mar 20, 2025 | Mar 12, 2024 | -373 | Bulk transfer | Ibd to wirehouse |
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Sep 8, 2020 | Sep 14, 2020 | 6 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:327269:CA:2025-05-16 | May 22, 2025 | May 25, 2025 | SAN FRANCISCO, CA | Firm change |