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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PRAIRIEVIEW WEALTH & TAX ADVISORS

PRAIRIEVIEW WEALTH PARTNERS, LLC, CRD 327974

FRANKFORT, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cc6fb21-58a9-d935-8c8e-03212841be91

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Aug 3, 2023 to Apr 30, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $207MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $207M
Private client RAUM: $207MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $51.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 882
Individual clients: 213
High net worth clients: 75
Custody, client assets: $110M
SEC number: 801-128680
CIK: 2011194
CRD: 327974
Filings on the tape: 11
First filed: Aug 3, 2023
Latest filed: Apr 30, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT EDWARD MORVICE	Certified Financial Planner	FRANKFORT, IL	2	14	2	no
Kaitlyn Hedger	n/a	FRANKFORT, IL	2	13	1	no
TIMOTHY ALLEN REGAN	Certified Financial Planner\|Chartered Financial Consultant	FRANKFORT, IL	2	29	2	no
Anthony Petan	n/a	FRANKFORT, IL	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
REGAN, TIMOTHY, ALLEN	Ceo	E	yes	10/2023	Oct 9, 2023	Oct 28, 2024
MCCARTHY, MICHELLE, ANNE	CHIEF COMPLIANCE OFFICER	Na	no	01/2024	Jan 19, 2024	Oct 28, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bloomingdale	IL	United States	2	no
Rockford	IL	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$207M	$207M	9	4	2	n/a	n/a
2024	Jan 30, 2025	$164M	$164M	5	3	2	n/a	n/a
2023	Jan 25, 2024	$135M	$135M	5	2	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	4	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$207M	$164M	26.7%	n/a	n/a	9	5	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THRIVENT ADVISOR NETWORK, LLC	2	Nov 9, 2023	Oct 16, 2023	MINNEAPOLIS, MN	Team lift out	Ibd to new firm	1.3%

Relationships

Registered with (5)

← Anthony PetanAdvisorregistration: current employment
Jul 1, 2026 to presentfactForm ADV
← TIMOTHY ALLEN REGANAdvisorregistration: current employment
Oct 16, 2023 to presentfactForm ADV
← ROBERT EDWARD MORVICEAdvisorregistration: current employment
Oct 11, 2023 to presentfactForm ADV
← Kaitlyn HedgerAdvisorregistration: current employment
Oct 11, 2023 to presentfactForm ADV
← GERARD THOMAS QUINNAdvisorregistration: previous registration
Oct 29, 2024 to May 12, 2026factForm ADV

Controls (1)

← REGAN, TIMOTHY, ALLENOwnerCEO, ownership code E, individual
Oct 9, 2023 to Oct 28, 2024factForm ADV

Owns (1)

← MCCARTHY, MICHELLE, ANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 19, 2024 to Oct 28, 2024factForm ADV

Moved with (1)

← THRIVENT ADVISOR NETWORK, LLCRegistered adviser3 advisors, team lift out, same day
Nov 9, 2023 to Oct 16, 2023factForm ADV

Dated events

Occurred
May 12, 2026
Advisor changed firm
Gerard Thomas Quinn left Prairieview Wealth & Tax Advisors for Mercer Global Advisors Inc. (registered 2026-05-19)
Form ADVobserved 6 days ago
Occurred
Nov 9, 2023
Team lift-out
3 advisors left Thrivent Advisor Network, LLC (Minneapolis, MN) for Prairieview Wealth & Tax Advisors on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Oct 9, 2023
Control person joined
Allen Timothy Regan (Ceo) appeared on Schedule A of Prairieview Wealth & Tax Advisors
Form ADVobserved 6 days ago
Occurred
Oct 9, 2023
Control person left
Sean Kevin Woodard (Member And Manager) no longer on Schedule A of Prairieview Wealth & Tax Advisors (listed 2023-09-12, absent 2023-10-09)
Form ADVobserved 6 days ago
Occurred
Aug 3, 2023
First Form ADV filing
Laney Wealth Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4cc6fb21-58a9-d935-8c8e-03212841be91
First observed: Aug 3, 2023
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRAIRIEVIEW WEALTH & TAX ADVISORS

PRAIRIEVIEW WEALTH PARTNERS, LLC, CRD 327974

FRANKFORT, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cc6fb21-58a9-d935-8c8e-03212841be91

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT EDWARD MORVICE

Certified Financial Planner

FRANKFORT, IL

Kaitlyn Hedger

n/a

FRANKFORT, IL

TIMOTHY ALLEN REGAN

Certified Financial Planner|Chartered Financial Consultant

FRANKFORT, IL

Anthony Petan

n/a

FRANKFORT, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

REGAN, TIMOTHY, ALLEN

Ceo

yes

10/2023

Oct 9, 2023

Oct 28, 2024

MCCARTHY, MICHELLE, ANNE

CHIEF COMPLIANCE OFFICER

01/2024

Jan 19, 2024

Oct 28, 2024

City

State

Country

Employees

Also broker-dealer

Bloomingdale

United States

Rockford

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$207M

n/a

2024

Jan 30, 2025

$164M

n/a

2023

Jan 25, 2024

$135M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$207M

$164M

26.7%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THRIVENT ADVISOR NETWORK, LLC

Nov 9, 2023

Oct 16, 2023

MINNEAPOLIS, MN

Team lift out

Ibd to new firm

1.3%