This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRINCIPAL ASSET MANAGEMENT

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Apr 11, 2025

First registration

Apr 14, 2025

Dual registered

yes, broker-dealer

IAPD individual key

7754166

• Occurred

  Dec 2, 2025
  Advisor changed firm

  Logan Michael Nickerson left First Citizens Investor Services, Inc. for Principal Asset Management (registered 2025-12-18)

  Form ADVobserved 5 days ago
• Occurred

  May 30, 2025
  Advisor changed firm

  Logan Michael Nickerson left Stifel, Nicolaus & Company, Incorporated for First Citizens Investor Services, Inc. (registered 2025-08-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4cce8f06-ff9b-1aaf-4cae-174ff69a3a02

First observed

Apr 14, 2025

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.