R••• K••• E••••

Advisor at R•••••• I•••••••••

Seattle, WA | SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cd8364e-a622-0bd7-29b5-c9d13b748e1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• I•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• I•••••••••	Institutional manager	Dec 11, 2024	n/a	yes	Seattle, WA\|SEATTLE, WA	Current employment
B•••••••• I••••••••• M••••••••• L••	Asset manager	Apr 20, 2021	Aug 29, 2024	no	PRINCETON, NJ\|San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• M••••••••• L••	R•••••• I•••••••••	Aug 29, 2024	Dec 11, 2024	104	Firm change	Other
W•••• F•••• A•••••••	B•••••••• I••••••••• M••••••••• L••	Oct 15, 2019	Apr 20, 2021

Relationships

Registered with (3)

→ R•••••• I•••••••••Registered adviserregistration: current employment
Dec 11, 2024 to presentfactForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 20, 2021 to Aug 29, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 6, 2018 to Oct 15, 2019factForm ADV

Dated events

Occurred
Aug 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4cd8364e-a622-0bd7-29b5-c9d13b748e1c
First observed: Jul 6, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.