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Advisor at BRENTVIEW INVESTMENT MANAGEMENT, LLC
ROSEMONT, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BRENTVIEW INVESTMENT MANAGEMENT, LLC | Mixed wealth | May 15, 2019 | n/a | yes | ROSEMONT, IL | Current employment |
| SANTA BARBARA ASSET MANAGEMENT, LLC | Former SEC adviser | Jun 28, 2006 | Apr 26, 2018 | no | CHICAGO, IL|LOS ANGELES, CA | Previous registration |
| VOYA INVESTMENT MANAGEMENT CO. LLC | Asset manager | Jul 7, 2004 | Jan 3, 2007 | no | GLENVIEW, IL | Previous registration |
| FURMAN SELZ CAPITAL MANAGEMENT LLC | n/a | Jan 11, 2002 | Jul 8, 2004 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANTA BARBARA ASSET MANAGEMENT, LLC | BRENTVIEW INVESTMENT MANAGEMENT, LLC | Apr 26, 2018 | May 15, 2019 | 384 | Firm change | Other |
| VOYA INVESTMENT MANAGEMENT CO. LLC | SANTA BARBARA ASSET MANAGEMENT, LLC | Jan 3, 2007 | Jun 28, 2006 | -189 | Firm change after gap | Other |
| FURMAN SELZ CAPITAL MANAGEMENT LLC | VOYA INVESTMENT MANAGEMENT CO. LLC | Jul 8, 2004 | Jul 7, 2004 | -1 | Firm change | Other |