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R••• C•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

R••• C•••••• S••••

Advisor at T••••• F••••••••

FORT COLLINS, CO

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Search this name across graphsid dfx:ria:4ce6f664-0a51-9ecd-b0e5-207bff57c9b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• F••••••••	Independent wealth	Jun 17, 2019	n/a	yes	FORT COLLINS, CO	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Sep 14, 2012	Apr 2, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	T••••• F••••••••	Apr 2, 2019	Jun 17, 2019	76	Firm change	Ibd to RIA
W•••••• • A••••••••• L••	A••••• A•• P••••••• S•••••••	Aug 28, 2012

Relationships

Registered with (3)

→ T••••• F••••••••Registered adviserregistration: current employment
Jun 17, 2019 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Sep 14, 2012 to Apr 2, 2019factForm ADV
→ W•••••• • A••••••••• L••Registered adviserregistration: previous registration
Oct 7, 2010 to Aug 28, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ce6f664-0a51-9ecd-b0e5-207bff57c9b7
First observed: Apr 28, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.