DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.

CRD 110117

FEDERAL WAY, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ce78f75-b6ca-5482-263f-0deba861e46e

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2012 to Mar 18, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $41.3MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $40.4M
Private client RAUM: $41.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $8.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 95
Individual clients: 59
High net worth clients: 36
SEC number: 801-58004
CRD: 110117
Filings on the tape: 22
First filed: Mar 9, 2012
Latest filed: Mar 18, 2026
Organised: Limited Liability Company, WA
Website: americannw.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS L OAKES	Certified Financial Planner	Palm Beach Gardens, FL \| FEDERAL WAY, WA	30	32	n/a	no
ETHAN JOHN COX	n/a	FEDERAL WAY, WA	11	11	n/a	no
THOMAS DILLON OAKES	n/a	FEDERAL WAY, WA	11	15	n/a	no
RYAN ROBERT DUSENBERRY	n/a	FEDERAL WAY, WA	4	13	n/a	no
Christopher W Arnold	n/a	FEDERAL WAY, WA	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
OAKES, THOMAS, L	CHIEF COMPLIANCE OFFICER/ MEMBER MANAGER	E	yes	02/1996	Mar 9, 2012	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$41.3M	$40.4M	6	5	0	n/a	n/a
2024	Mar 31, 2025	$34.3M	$29.5M	5	4	0	n/a	n/a
2023	Apr 27, 2023	$21.3M	$18.0M	4	3	0	n/a	n/a
2022	Mar 27, 2022	$22.1M	$16.5M	5	4	0	n/a	n/a
2021	Mar 16, 2021	$13.4M	$12.9M	5	4	0	n/a	n/a
2020	Mar 1, 2020	$13.4M	$12.5M	5	4	0	n/a	n/a
2019	Mar 14, 2019	$14.1M	$12.3M	5	4	0	n/a	n/a
2018	Mar 22, 2018	$17.3M	$15.8M	4	4	0	n/a	n/a
2017	Mar 13, 2017	$14.7M	$13.7M	4	4	n/a	n/a	n/a
2016	Mar 22, 2016	$18.2M	$16.7M	4	4	n/a	n/a	n/a
2015	Mar 24, 2015	$18.5M	$17.1M	4	4	n/a	n/a	n/a
2014	Mar 14, 2014	$18.1M	$16.8M	4	4	n/a	n/a	n/a
2013	Feb 28, 2013	$229M	$13.1M	4	4	n/a	n/a	n/a
2012	Mar 9, 2012	$204M	$12.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$41.3M	$34.3M	20.5%	$22.1M	23.1%	6	5	0	0

Relationships

Registered with (5)

← Christopher W ArnoldAdvisorregistration: current employment
Dec 24, 2024 to presentfactForm ADV
← RYAN ROBERT DUSENBERRYAdvisorregistration: current employment
Dec 23, 2021 to presentfactForm ADV
← THOMAS DILLON OAKESAdvisorregistration: current employment
Sep 18, 2015 to presentfactForm ADV
← ETHAN JOHN COXAdvisorregistration: current employment
Jun 17, 2015 to presentfactForm ADV
← THOMAS L OAKESAdvisorregistration: current employment
Mar 15, 1996 to presentfactForm ADV

Controls (1)

← OAKES, THOMAS, LOwnerCHIEF COMPLIANCE OFFICER/ MEMBER MANAGER, ownership code E, individual
Mar 9, 2012 to Mar 21, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ce78f75-b6ca-5482-263f-0deba861e46e
First observed: Mar 9, 2012
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.

CRD 110117

FEDERAL WAY, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ce78f75-b6ca-5482-263f-0deba861e46e

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:29 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS L OAKES

Certified Financial Planner

Palm Beach Gardens, FL | FEDERAL WAY, WA

n/a

ETHAN JOHN COX

n/a

FEDERAL WAY, WA

n/a

THOMAS DILLON OAKES

n/a

FEDERAL WAY, WA

n/a

RYAN ROBERT DUSENBERRY

n/a

FEDERAL WAY, WA

n/a

Christopher W Arnold

n/a

FEDERAL WAY, WA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

OAKES, THOMAS, L

CHIEF COMPLIANCE OFFICER/ MEMBER MANAGER

yes

02/1996

Mar 9, 2012

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$41.3M

$40.4M

n/a

2024

Mar 31, 2025

$34.3M

$29.5M

n/a

2023

Apr 27, 2023

$21.3M

$18.0M

n/a

2022

Mar 27, 2022

$22.1M

$16.5M

n/a

2021

Mar 16, 2021

$13.4M

$12.9M

n/a

2020

Mar 1, 2020

$13.4M

$12.5M

n/a

2019

Mar 14, 2019

$14.1M

$12.3M

n/a

2018

Mar 22, 2018

$17.3M

$15.8M

n/a

2017

Mar 13, 2017

$14.7M

$13.7M

n/a

2016

Mar 22, 2016

$18.2M

$16.7M

n/a

2015

Mar 24, 2015

$18.5M

$17.1M

n/a

2014

Mar 14, 2014

$18.1M

$16.8M

n/a

2013

Feb 28, 2013

$229M

$13.1M

n/a

2012

Mar 9, 2012

$204M

$12.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$41.3M

$34.3M

20.5%

$22.1M

23.1%