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Advisor at RFG WEALTH ADVISORY
ARGYLE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RFG WEALTH ADVISORY | Independent wealth | May 5, 2015 | n/a | yes | ARGYLE, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 14, 2018 | Jun 1, 2018 | no | PLANO, TX|DENTON, TX|ARGYLE, TX | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Dec 4, 2003 | Feb 14, 2018 | no | DENTON, TX|AUBREY, TX|DENTON, TX|DENTON, TX|DALLAS, TX|DALLAS, TX|DENTON, TX|LEWISVILLE, TX|THE COLONY, TX|FLOWER MOUND, TX|BRIDGEPORT, TX|DECATUR, TX|DALLAS, TX|LANTANA, TX | Previous registration |
| VERAVEST INVESTMENT ADVISORS, INC. | n/a | Sep 21, 2000 | Dec 11, 2003 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | n/a | Jun 1, 2018 | n/a | n/a | Departure no registered destination | Departure |
| INVEST FINANCIAL CORPORATION | RFG WEALTH ADVISORY | Feb 14, 2018 | May 5, 2015 | -1,016 | Firm change after gap | Other |
| VERAVEST INVESTMENT ADVISORS, INC. | INVEST FINANCIAL CORPORATION | Dec 11, 2003 | Dec 4, 2003 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 12984:173862:TX:2018-02-14 | Feb 14, 2018 | May 5, 2015 | LANTANA, TX | Firm change after gap |