DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC
Jacksonville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Sep 14, 2018 | n/a | yes | Jacksonville, FL | Current employment |
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | Oct 6, 2009 | Dec 31, 2018 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|MACCLENNY, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 28, 2009 | no | JACKSONVILLE, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 13, 2007 | Jun 1, 2009 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL PARTNERS | INDEPENDENT ADVISOR ALLIANCE, LLC | Dec 31, 2018 | Sep 14, 2018 | -108 | Firm change after gap | Ibd to RIA |
| MORGAN STANLEY | INDEPENDENT FINANCIAL PARTNERS | Sep 28, 2009 | Oct 6, 2009 | 8 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125112:168267:FL:2018-12-27 | Dec 31, 2018 | Sep 14, 2018 | MACCLENNY, FL | Firm change after gap |