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RIA / WealthAdvisorCertified Financial Planner14 years in industry

Mary Kathleen Flaherty

Advisor at PROSPERA FINANCIAL SERVICES, INC.

DALLAS, TX | Sunrise Beach, MO

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Search this name across graphsid dfx:ria:4cf28600-472b-91e1-c6d7-1cbbcd1510bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 21, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERA FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: May 18, 2012
First registration: Mar 21, 2014
Dual registered: no
Other names: Mary Kate Flaherty
IAPD individual key: 6000866

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Aug 13, 2026	n/a	yes	Sunrise Beach, MO\|DALLAS, TX	Current employment
WORLD INVESTMENT ADVISORS, LLC	Other adviser	Jun 25, 2025	Aug 11, 2026	no	Columbus, OH\|Denver, CO	Previous registration
MKF PRIVATE WEALTH MANAGEMENT	n/a	Apr 15, 2025	Jun 16, 2025	no	DENVER, CO	Previous registration
FOCUSED ALPHA, LLC	Independent wealth	Apr 25, 2022	Mar 20, 2025	no	GREENWOOD VILLAGE, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 21, 2014	Jun 21, 2021	no	Denver, CO\|ENGLEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WORLD INVESTMENT ADVISORS, LLC	PROSPERA FINANCIAL SERVICES, INC.	Aug 11, 2026	Aug 13, 2026	2	Firm change	Other
MKF PRIVATE WEALTH MANAGEMENT	WORLD INVESTMENT ADVISORS, LLC	Jun 16, 2025	Jun 25, 2025	9	Firm change	Other
FOCUSED ALPHA, LLC	MKF PRIVATE WEALTH MANAGEMENT	Mar 20, 2025	Apr 15, 2025	26	Firm change	Other
CHARLES SCHWAB & CO., INC.	FOCUSED ALPHA, LLC	Jun 21, 2021	Apr 25, 2022	308	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Aug 13, 2026 to presentfactForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 25, 2025 to Aug 11, 2026factForm ADV
→ MKF PRIVATE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 15, 2025 to Jun 16, 2025factForm ADV
→ FOCUSED ALPHA, LLCRegistered adviserregistration: previous registration
Apr 25, 2022 to Mar 20, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 21, 2014 to Jun 21, 2021factForm ADV

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
Mary Kathleen Flaherty left World Investment Advisors, Llc for Prospera Financial Services, Inc. (registered 2026-08-13)
Form ADVobserved 4 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Mary Kathleen Flaherty left Mkf Private Wealth Management for World Investment Advisors, Llc (registered 2025-06-25)
Form ADVobserved 4 days ago
Occurred
Mar 20, 2025
Advisor changed firm
Mary Kathleen Flaherty left Focused Alpha, Llc for Mkf Private Wealth Management (registered 2025-04-15)
Form ADVobserved 4 days ago