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Advisor at LPL FINANCIAL LLC
LITTLE SILVER, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | n/a | yes | LITTLE SILVER, NJ | Current employment |
| CADARET GRANT & CO INC | Former SEC adviser | Jul 7, 2020 | Jul 10, 2025 | no | Little Silver, NJ|Syracuse, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 1, 2008 | Jun 20, 2013 | no | WALL TOWNSHIP, NJ | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Apr 16, 2007 | Feb 12, 2008 | no | RED BANK, NJ | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Oct 14, 2003 | May 18, 2006 | no | WALL TOWNSHIP, NJ|WALL TOWNSHIP, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | LPL FINANCIAL LLC | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | CADARET GRANT & CO INC | Jun 20, 2013 | Jul 7, 2020 | 2,574 | Firm change after gap | Wirehouse to ibd |
| WALNUT STREET SECURITIES, INC. | WELLS FARGO ADVISORS | Feb 12, 2008 | Feb 1, 2008 | -11 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WALNUT STREET SECURITIES, INC. | May 18, 2006 | Apr 16, 2007 | 333 | Firm change | Other |