DFX Intelligence

A•••• J• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

A•••• J• K•••••••••

Advisor at T•••••• C•••••• A••••••• L••

LAKE ST LOUIS, MO

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Search this name across graphsid dfx:ria:4cf601ee-fd4b-7818-d272-e0529fa071d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• C•••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• C•••••• A••••••• L••	State registered	Jan 1, 2026	n/a	yes	LAKE ST LOUIS, MO	Current employment
T•••••• C•••••• A••••••• L••	State registered	Dec 20, 2024	Dec 31, 2025	no	LAKE ST LOUIS, MO	Previous registration

Relationships

Registered with (1)

→ T•••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Dec 20, 2024 to Dec 31, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4cf601ee-fd4b-7818-d272-e0529fa071d3
First observed: Dec 20, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.