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Advisor at DAVID VAUGHAN INVESTMENTS, LLC
PEORIA, IL | WINTER PARK, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DAVID VAUGHAN INVESTMENTS, LLC | Independent wealth | Dec 16, 2025 | n/a | yes | PEORIA, IL|WINTER PARK, FL | Current employment |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 29, 2022 | Feb 26, 2024 | no | PLYMOUTH, MN|WINDERMERE, FL | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jun 19, 2015 | Jun 28, 2022 | no | ORLANDO, FL|ARLINGTON, VA|SCOTTSDALE, AZ|Altamonte Springs, FL|WINTER PARK, FL | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Aug 23, 2012 | May 20, 2015 | no | THE VILLAGES, FL|PALM BEACH GARDENS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | DAVID VAUGHAN INVESTMENTS, LLC | Feb 26, 2024 | Dec 16, 2025 | 659 | Firm change after gap | RIA to RIA |
| E*TRADE CAPITAL MANAGEMENT, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jun 28, 2022 | Nov 29, 2022 | 154 | Firm change | RIA to ibd |
| STRATEGIC ADVISERS LLC | E*TRADE CAPITAL MANAGEMENT, LLC | May 20, 2015 | Jun 19, 2015 | 30 | Firm change | Other |