DFX Intelligence

S••••• J• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

S••••• J• R•••••••••

Advisor at R•••• F••• M••••••••• L••

LADY LAKE, FL | LYNCHBURG, VA

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Search this name across graphsid dfx:ria:4cfcc7cd-02a0-b4d9-4cba-650774b916ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• F••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• F••• M••••••••• L••	Independent wealth	May 8, 2025	n/a	yes	LYNCHBURG, VA\|LADY LAKE, FL	Current employment
I••••• P••••••••• W•••••• L••	Independent wealth	Nov 26, 2024	May 6, 2025	no	Lynchburg, VA\|Lynchburg, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• P••••••••• W•••••• L••	R•••• F••• M••••••••• L••	May 6, 2025	May 8, 2025	2	Firm change	RIA to RIA
P•••• S••••••••• L••	I••••• P••••••••• W•••••• L••	Jan 2, 2023	Nov 26, 2024

Relationships

Registered with (3)

→ R•••• F••• M••••••••• L••Registered adviserregistration: previous registration
Sep 18, 2015 to Sep 22, 2020factForm ADV
→ I••••• P••••••••• W•••••• L••Registered adviserregistration: previous registration
Nov 26, 2024 to May 6, 2025factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Sep 24, 2020 to Jan 2, 2023factForm ADV

Dated events

Occurred
May 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4cfcc7cd-02a0-b4d9-4cba-650774b916ba
First observed: Sep 18, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.